Home Failure to Register With FINRA as a Broker-Dealer Can Cost Mergers and Acquisitions Brokers Dearly

Failure to Register With FINRA as a Broker-Dealer Can Cost Mergers and Acquisitions Brokers Dearly

Conn Kavanaugh Partner Andrew Dennington secures “significant win” for client

This article outlines the First Circuit Court of Appeals confirmation of summary judgement granted to Conn Kavanaugh’s client, a long-term care pharmacy business based in Massachusetts, after it had been sued by an investment banking firm in Ohio.

Read the full article: https://www.jdsupra.com/legalnews/failure-to-register-with-finra-as-a-7248263/

 

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